Compliance Officer (Risk Based Supervision) at YES BANK | CA/CS/MBA, 5-15 Years Experience | Mumbai | Apply Online

YES BANK Compliance Officer (Risk Based Supervision) – Mumbai

YES BANK is hiring a Compliance Officer for Risk Based Supervision in Mumbai. This role is suitable for experienced banking compliance professionals with strong RBI regulatory knowledge. Key things to know: The position involves directly managing RBI onsite inspections and ensuring timely regulatory submissions.

Why This Job Stands Out

• Core banking compliance role directly liaising with RBI
• Handles high-visibility Risk Assessment Reports (PIRAR/IRAR)
• Direct involvement in Top Management and Board reporting
• Suitable for CA, CS, ICWA, or MBA graduates with strong regulatory background

What You’ll Do

• Handle and manage onsite inspections conducted by the Reserve Bank of India
• Collate, review, and submit information requested by RBI inspection teams
• Manage responses for Preliminary and Final Inspection & Risk Assessment Reports
• Facilitate closure meetings with RBI inspectors and bank management
• Track and ensure timely closure of open risk mitigation issues
• Submit required tranches, indents, and ad-hoc data to the RBI

Eligibility

• Education: Post graduation – CA, CS, ICWA, or MBA
• Experience: 5 to 15 years
• Background: Experience in Risk Based Supervision or compliance advisory in a large financial institution
• Skills: Strong knowledge of Indian banking regulations covering Trade, Remittances, and Treasury

Important Watch-Outs

• No major watch-out is clearly disclosed in the pasted JD. Candidates should still confirm salary, shift, work mode, and joining conditions before applying.

Who Should Apply

Best for candidates who have deep experience in handling RBI inspections and hold a CA, CS, or MBA qualification.

Who May Skip

May not suit candidates who are freshers or lack direct experience in banking compliance and regulatory submissions.

Salary and Benefits

• Salary: Not disclosed by source.
• Benefits: Not disclosed by source.

Apply Now

• Apply on Official Careers Page
• Apply directly through YES BANK’s official hiring portal.

Final Take

This role is best for experienced compliance professionals seeking a senior regulatory position in banking. Biggest positives are the direct exposure to RBI processes and bank management. Main trade-off is the high-pressure environment of regulatory deadlines and audits.